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(HUBERT
GARDINER |
APPELLANT |
BETWEEN |
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(AND
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(THE
QUEEN |
RESPONDENT
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Court
of Appeal
Criminal Appeal No. 2 of 1979
5th May, 1979.
MICHAEL HOGAN (P.)
CLIFFORD INNISS (J. A.)
P. T. GEORGES (J. A.)
Criminal
Law - Rape - Appeal against Conviction - Whether learned
Trial Judge had properly directed the Jury that the complaint
made by the victim to her mother was corroborated - Defence
of Intoxication not to be considered - Error in the admission
of the medical testimony as to the lack of consent - Sentence
quashed and substituted with lower Sentence.
J
U D G M E N T
The Appellant
in this matter was charged with the rape of Bernadine Barrow,
a girl of 16. He was convicted and sentenced to 5 years imprisonment.
Bernadine
lived with her mother and other members of a family quite
close to the home of the Appellant. He had a refrigerator
and Bernadine's mother would send her to the Appellant's house
to buy ice.
The prosecution's
case was that on the night of September 3, 1978, Bernadine
went to the Appellant's house to buy ice taking with her a
mug as a container. She knocked, the Appellant opened, she
asked for .5 cents ice, and he went to the refrigerator to
fetch the ice. He came back with the tray and she held a hand
out to him to take the mug as she thought but he held her
right hand instead, pulled her inside, kicked the door shut,
lifted her off the ground and with a hand over her mouth carried
her to the bed in the bedroom which was dose by and visible
from the open door. He struggled with her on the bed, pulling
off her pants. From time to time she managed to scream but
he succeeded in penetrating her vagina with his penis. Her
evidence was that while she was screaming the Appellant tore
off her pants. As she screamed she "hollered" for
her mother telling her that Mr. Gardiner was raping her.
A neighbour,
Marie Courtenay, testified that from her bath house about
7:30 p.m., that evening, she heard a bawling from the Appellant's
house. Someone was shouting "Ay Mr. Gardiner you will
kill me. You will kill me". Then she heard a voice asking
Mr. Heusner - neighbour and relative of the Appellant to break
down the door as the Appellant would kill Bernadine.
After
Bernadine had been gone for some 5 minutes her mother noting
the delay sent a sister, Rose, to find out what had happened
to her. Rose returned shortly after and told her mother something.
The mother left for Appellant's house and when she got there
she heard Bernadine calling for her mother and shouting that
Appellant was raping her and would kill her. Linda Augustus,
Bernadine's aunt, who had come along with Bernadine's mother
knocked on the door but with no effect.
So they
fetched the neighbour and relative Mr. Heusner. He too knocked
with no effect and eventually he forced open the door and
burst into the house where he saw the Appellant and Bernadine
in the bed. Bernadine with her legs pulled up and the Appellant
on top of her. He pulled him off.
Bernadine
was examined by Dr. Solis. There were scratches on her neck
and arms. Her vagina was reddish and there were signs of semen
indicating recent sexual intercourse. The Appellant was himself
examined shortly after and his penis was swollen, indicating
recent intercourse. There were also signs of semen and scratches
on the prepuce. The Appellant, according to the doctor, showed
signs of alcoholic intoxication but was not unconscious. There
was evidence that immediately after the incident he came to
his door with a piece of electric wire saying that it was
too short. He is an electrician by trade.
The Appellant
gave evidence in defence. His story was that he had been having
an affair with Bernadine, an affair which began because she
made it plain that she wished to become involved. He testified
that they had had sex on three occasions prior to September
3rd. On that night he had drunk a great deal and was tired.
She came for ice and he was not minded to have sex but as
he turned from the refrigerator where he had gone for the
ice he saw her standing nude from the waist down in the bedroom,
so in his words "I did what I usually would do".
She asked him to hurry. Suddenly she screamed that he would
make them catch her. He put his hand over her mouth to quiet
her. This went on for some 15 minutes until his brother in
law pulled him off her. He said he had not heard any knocking
outside nor had he heard himself called. At that time he was
living alone his wife having left his house in May.
In attacking
the verdict, Counsel in the first instance urged that the
summing?up was deficient in that the trial judge had not warned
the jury that the complaint made by the prosecutrix to her
mother was not corroboration. He did tell them that the law
allowed it merely to prove consistency in her conduct and
not to establish the truth of the facts contained in the complaint.
It was argued that because the trial judge had not stated
that it could not be corroboration the jury might be misled
in thinking that it was.
Shortly
before dealing with the complaint, the trial judge had defined
corroborating properly as independent evidence connecting
the accused with the crime in some material particular and
had said that he would indicate some pieces of evidence which
could be corroboration. He did not say that the complaint
could be.
In these
circumstances we see very little likelihood that a jury could
be misled. There may be cases where it would be essential
to make it very clear that a complaint was not corroboration.
This is not one of them. The mother had gone to the scene
because she was disturbed at the length of her daughter's
absence, she had heard her screams from inside the house and
had sought help to get inside, and the Appellant himself conceded
that at one stage the prosecutrix began to struggle and shout.
Against that background her complaint of rape and running
out partly naked from the house seems to add little to what
had already been heard and seen. We are satisfied that what
the trial judge did say was adequate and that it could have
led neither to error nor confusion.
The second
complaint is that the doctor was permitted to give evidence
which was inadmissible. As has been mentioned, Bernadine was
examined shortly after the incident. There were scratches
on her neck and her lips were swollen. The doctor in evidence
stated?
"Because
of the scratches on the girl's neck and swollen lips, I
concluded the individual was forced to have sex. I say she
was forced. She would be crazy to allow, herself to be scratched.
That would not be normal
I was not present
but if the woman had scratches and semen one must conclude
she was forced."
In our
view the doctor has clearly gone too far. It is possible to
say that injuries indicate the use of force which is consistent
with lack of consent. But it is not permissible to say as
the doctor did that the particular prosecutrix was forced.
This is not an opinion which falls within the doctor's area
of expertise and is indeed the very issue which the jury would
be called upon to decide. In this case, for example, the defence
case was that a struggle had taken place after the sexual
act had begun consensually. The injuries could have been suffered
then. It is not difficult to conceive of a case where parties
having had consensual sex quarrell and fight. The woman in
the course of the fight could suffer injuries and then claim
that she had been raped.
In dealing
with the doctor's evidence in the summing?up the learned judge
said that the opinion should be given careful consideration
because of his training and experience in his particular field,
but in the end they were not obliged to accept it. Counsel
argued that laymen tend to be unduly impressed by the opinion
of professional persons particularly doctors and that the
doctor's answers in this case could have done much damage.
Before
considering the effect of this on the verdict, the 3rd ground
of appeal should be discussed - the trial judge's direction
that the jury should not consider the issue of intoxication
as a possible defence.
There
was some evidence of intoxication. Dr. Solis' opinion was
that the Appellant was intoxicated by drink but not unconscious.
He stated specifically that in the state of drunkenness in
which he saw the Appellant he would have known what he was
doing. The Appellant described himself as being "a bit
tipsy". Mr. Heusner stated that the Appellant had been
at his house that day and that they had drunk three bottles
of Caribbean rum. There were at first two of them and later
a third joined. At the trial Counsel did not raise the defence
of intoxication specifically and indeed before us quite frankly
conceded that he could not in the light of the defence which
the Appellant had put forward - one of consent. Nonetheless,
Counsel urged, the trial judge had a duty to put to the jury
every defence available to an accused person on the facts
led at the trial. There is much authority for this proposition
which need not be reviewed. The issue is whether the evidence
contained material which could justify putting this defence
to the jury. We think it did not.
Clearly
the defence of intoxication contradicted the principal defence
advanced - that Bernadine had consented. The Appellant's own
evidence of what took place that evening was a coherent account
supporting his allegation of consent.
In Bonnick
(1978) 66 Cr. App. R. 266, the issue was whether the trial
judge was wrong in directing the jury not to consider self?defence
when the defence advanced to a charge of wounding with intent
was that the defendant could not have inflicted the wounds
because he was not on the scene.
In the
course of the judgment the Court said at p. 269?
"Common
sense indeed rebels against allowing a defendant to say
on his oath "I was not there and did not do it"
and through his counsel "I did it but I was acting
in self-defence". It might indeed be thought to confuse
judgment and hinder justice if counsel were to be encouraged
in the proper discharge of their duty to do their best to
ensure that their clients are not improperly convicted,
to raise defences so completely contrary to their instructions."
The Court
of Criminal Appeal went on to say that it was for the trial
judge to decide when there was sufficient evidence to raise
an issue fit to be left to the jury. With this approach we
agree. Where the issue is intoxication the evidence must be
particularly cogent since it deals with the capacity of the
accused to form an intent. Where an accused person himself
does not put forward that defence and there is no medical
evidence in support, we do not think there would be a basis
strong enough to raise an issue for the jury. Accordingly
we think the trial judge was right in not putting this issue
to them.
In the
result we are of the view that there was an error in the admission
of the medical testimony as to lack of consent and that the
trial judge should have directed the jury to ignore it. The
other evidence in the case was however so strong that we are
satisfied that no reasonable jury would have come to a different
conclusion had the evidence been limited as it should have
been to showing that the injuries were consistent with lack
of consent. We do not think the Appellant has suffered an
injustice and accordingly the appeal against conviction must
be dismissed.
The Appellant
was sentenced to 5 years imprisonment. He is 49 years old,
a tradesman gainfully employed. Until this incident his record
was clean. There was evidence that he was a good citizen active
in his church and helpful. The incident was clearly out of
character. Although not so drunk as not to know what he was
doing, we think the Appellant was affected by his drinking
spree in that the normal barriers of his self?restraint were
lowered. His wife had been away since May and he proved incapable
of resisting the temptation of this young girl at his door.
All these are circumstances which remove this case from the
average case in which the average penalty would be imposed.
In the
circumstances the application for leave to appeal against
sentence is granted, the sentence of 5 years imprisonment
is quashed and a sentence of 3 years substituted.
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