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(REYNALDO
SMITH |
APPELLANT |
BETWEEN |
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(AND
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(THE
QUEEN |
RESPONDENT
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Criminal
Appeal No. 2 of 1990
28th September, 1990
KENNETH ST. L. HENRY P.
SIR DENIS E.G. MALONE, J.A.
NICHOLAS J.O. LIVERPOOL, J.A.
Mr. Sampson
for Appellant
Mr. Lumor, Director of Public Prosecutions, for the Crown
Appeal
against conviction and application for leave to appeal against
sentence of 8 years imposed for rape - failure of judge
to tell jury that while certain items of evidence seemed
to confirm parts of the complainant's version they did not
amount to corroboration - no details of purported recent
complaint led - misdirection in the absence of such details
to direct jury that report was admissible to show consistency
- voluntary intoxication - rape crime of basic intent -
Section 26(4) of Criminal Code inapplicable - appeal allowed
- conviction quashed and sentence set aside - new trial
ordered.
J U D G M E N T
On April
9, 1990 the Appellant was convicted for rape and sentenced
to imprisonment for 8 years. He appealed against his conviction
and sought leave to appeal against his sentence.
The complainant
was born in May 1972. Her evidence is that on the night of
January 9, 1989 she went to her sister's home at Plues Street.
Among the persons at the home at the time was the Appellant
whom she had known for some 2 years. They were going out when
she arrived and she therefore left. Later while she was talking
to friends on Norfold Street the Appellant came and asked
who she was out there with. When she said she was with the
boys (her friends) he moved away but came back with a machete
which he swung at one of the boys. She walked towards the
post office, followed by the Appellant. At the end of Pinks
Alley the Appellant held her by the back bf her hair, threatened
to hit her with a bottle and after he had roughed her up he
took her to his home. She escaped and jumped over a fence
but the Appellant followed her and caught her when she fell
in a muddy area. He again took her back to his home where
he hit her on the left arm with a pinch bar, bruising it.
He dragged her out of the house and eventually took her to
the yard of the "Poor House" on Wilson Street where
he had intercourse with her against her will.
The Appellant
who was unrepresented at his trial gave evidence on oath.
He said that there had in the past been a relationship between
the complainant and himself and after this came to an end
she continued to come to him for help with money and food.
On the night in question she told him at her sister's home
that she wanted to see him. Later they met and walked together
to his home. He had been drinking and he did not know whether
he slept there with the complainant but if he did it would
have been with her consent. He awoke when she began "bugging"
him for money and he then hit her and chased her from the
house. They both fell in a ditch outside the house and the
complainant left for her home while he returned to his.
Five grounds
of appeal were argued on behalf of the Appellant. The first
two which were argued together are as follows:
"1.
The Learned Trial Judge erred in allowing Doctor Reyes to
stray outside the limits of her expert skill and offer an
opinion on the presence/absence of consent which ought properly
to have been left to the jury.
2. The
Judge erred in directing the Jury upon 4 instances in the
evidence as being capable of corroboration which were not
in fact corroborative."
In relation
to the first ground counsel referred to the evidence of Dr.
Reyes that "The girl was 'not small' and with normal
intercourse I would not expect redness". This evidence
counsel submitted, could be equated with that of the doctor
in Harry Williams and Alfonso Gilharry v. The Queen
Criminal Appeals 10, 11/1976 which this court said went beyond
the Doctor's proper function of indicating the signs of injury
found and the physical factors which could have caused them
or were consistent with them, and offered an opinion on the
presence or absence of consent. In that case the impugned
evidence quoted in the judgment is that "Freely given
sex would be unlikely to cause the abrasions" and reference
is also made to other passages in the doctor's evidence which
are not quoted but in which the doctor indicates that the
abrasions suggested to him that the sexual act was not voluntary.
We do not consider that Dr. Reyes' evidence in the present
case went so far as to indicate an opinion as to whether intercourse
with the complainant was voluntary or went beyond the doctor's
proper function.
As regards
the second ground counsel referred to the passage in the learned
trial judge's summing up in which he indicated as being capable
of amounting to corroboration:
(1)
the evidence of the witness Keith Middleton
(2)
the evidence of the bruise on the arm seen by the complainant's
brother and Dr. Reyes
(3)
the evidence of P.C. Segura that the complainant's clothes
were muddy when she came to the police station; and
(4)
the doctor's evidence.
Counsel
referred to James v. R. (1970) 55 Cr. App. Rep. 299 in which
the trial judge, having defined corroboration as "independent
evidence which confirms in some material particular not only
the evidence that the crime has been committed but also that
the prisoner committed it" told the jury "the doctor
seems to me to corroborate the complainant that intercourse
had taken place. It is a matter for you. Whether you regard
the doctor's evidence, in relation to the finding of the semen
on these various garments and on these various objects, whether
it amounts to corroboration, is a matter for you. So that,
as I said before, if intercourse had taken place, the question
is, was it without consent of the complainant Elsada Hall?
The next question would be, was the prisoner the man?"
The Privy
Council decided -
"True
it is that the medical evidence and the evidence of what
was found on Miss Hall's clothing and on the articles taken
from her bed confirmed her testimony that intercourse with
her had taken place on her bed, but there was no medical
evidence that the intercourse had taken place without her
consent; and the judge directed the jury that, if they accepted
that evidence, it could amount to corroboration in the sense
in which he had already explained to them that the word
was to be understood.
In their
Lordships' view, this direction was entirely wrong. Independent
evidence that intercourse had taken place is not evidence
confirming in some material particular either that the crime
of rape had been committed or, if it had been, that it had
been committed by the accused. It does not show that the
intercourse took place without consent or that the accused
was a party to it. There was in this case no evidence capable
of amounting to corroboration of Miss Hall's evidence that
she had been raped, and raped by the accused. The judge
should have told the jury that. His failure to do so was
a serious misdirection, so serious as to make it inevitable
that the conviction should be quashed."
The evidence
of Keith Middleton that he saw the Appellant and the complainant
walking in the vicinity of the US Embassy towards the Belize
City Prison tended to confirm the complainant's evidence as
to their movements after leaving the Appellant's home. The
evidence of the bruise tended to confirm the complainant's
evidence of being roughly treated by the Appellant. The evidence
of P.C. Segura that the Complainant's clothes were muddy tended
to confirm her evidence that she fell in a muddy area and
the doctor's evidence tended to confirm the Complainant's
evidence of sexual intercourse. None of this evidence however
amounted to corroboration that the Appellant had intercourse
with the complainant without her consent and, following the
Privy Council's decision in James v. R. (1970) Cr.
App. Rep. 270 the jury ought to have been told this. In addition,
the learned trial judge misdirected the jury by suggesting
that the evidence of the muddy clothes was consistent with
the complainant's story that she was flung on the grass. The
appeal therefore succeeds on this ground.
The third
ground of appeal is that the learned trial judge misdirected
the jury in law respecting the manner in which they should
use the complainant's evidence of recent complaint about the
alleged rape. The learned trial judge told the jury -
"There
is one item of evidence which in law is not considered as
corroboration. This is the complaint which Muriel made to
her brother Wilhelm, but although it is not corroboration
it is, having been made so soon after the event, consistent
with her story that she had been raped. It is not consistent
as to whether the intercourse was on the grass, although
this is what she told you. It is not corroboration but consistency
in her story."
In fact
neither the complainant nor her brother in evidence gave any
details of the report made by the complainant to him. The
brother simply said that the complainant gave him information
and "mentioned Smithie, who is the accused, as her attacker".
This was as counsel submitted equally consistent with a report
of an assault by the Appellant. In circumstances in which
the jury had been correctly told that in the absence of corroboration,
it was dangerous to act on the complainant's evidence unless
they "believed her 100%" and in which there was
no clear evidence corroborative of rape it was in our view
particularly unfortunate that the learned trial judge referred
to the evidence of the complainant as consistent with the
complainant's story that she had been raped. It is true that
evidence was admitted from Constable Segura to the effect
that the complainant had alleged to him "that she had
been raped by one Renaldo Smith". In our view however
this evidence ought not to have been admitted. It was not
a report made at the first reasonable opportunity. The complainant
had already seen her brother Wilhelm to whom indeed she made
a report, then her other brother and then her sister who took
her to the police. It is the report to her brother Wilhelm
which was in our view admissible and unfortunately as we have
indicated no evidence was led either from the complainant
or from her brother as to the details of that report which
may have shown consistency of conduct by the complainant.
We cannot say that in the absence of the misdirection by the
learned trial judge the jury would have convicted. The appeal
therefore succeeds on this ground also.
The fourth
ground of appeal is that the learned trial judge failed to
direct the jury adequately on the application of section 26(4)
of the Criminal Code. That section provides as follows -
"26
(1)
.
(2)
.
(3)
.
(4)
Voluntary intoxication shall be taken into account for the
purpose of determining whether the person charged had formed
any specific intention in cases where a specific intent
is an essential element in the offence charged."
Counsel
submitted that the learned trial judge ought to have directed
the jury that if as a result of drunkenness the Appellant
was incapable of forming the intention of having sexual intercourse
with the complainant without her consent he ought to be acquitted.
In our view the short answer to this submission is that rape
is not a crime of specific intent but of basic intent, so
that section 26(4) can have no application to it. The learned
trial judge was therefore unduly generous to the Appellant
when he directed the jury that if they believed that through
drunkenness the Appellant genuinely believed that the complainant
was consenting they ought to acquit.
The final
ground of appeal is that the learned trial judge failed adequately
to direct the jury that in law the character of the complainant
is relevant to consent. Counsel's complaint was that having
told the jury that although described as a stray girl the
complainant was entitled to protection of the law and had
a right to refuse so that they should not assume that being
a stray girl she had consented, the learned trial judge ought
to have told the jury also that her character was neverthess
relevant to consent. In fact the learned trial judge went
on to tell the jury:
"At
the same time the accused is 37 years old and she was 16
1/2 years old and if you believe what he says that he was
fooling with, her for 7 months and had intercourse with
her, there is no reason to suppose that on that particular
occasion she will withhold her consent. If you believe his
evidence he had been with her before and had sexual intercourse
with her, what prevents him from having intercourse with
her on that occasion?"
In our
view this was sufficient.
For the
reasons we have given however we allow the appeal, quash the
conviction and set aside the sentence. We consider however
that the interests of justice require that there be a new
trial and we so order.
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