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(GLENFORD
NEAL
(HANSEL SMITH |
APPELLANTS |
BETWEEN |
(
(AND
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(REGINA
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RESPONDENT
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Court
of Appeal
Criminal Appeals Nos. 4 and 5 of 1993
7th February, 1994
KENNETH ST. L. HENRY, P.
SIR LASCELLES ROBOTHAM, J.A.
PROFESSOR TELFORD GEORGES, J.A.
Mr. Anderson
for the Appellants
Mr. Sooknandan for the Respondent
Court
of Appeal - Appeal against convictions for murder - Whether
the Judge misdirected the jury as regards items of evidence
capable of amounting to corroboration - Section 90(4) of
Evidence Act - R. v Sharp (1993) 3 All E.R. 225 - R v.
Bey (1993) 3 All E.R. 253 - Mere fact that Defendant
lies is not proof of guilt - Broadhurst v R. (1964) 1
All E.R. 111 - appeal allowed - Re-trial ordered.
REASONS FOR JUDGMENT
On March
14,1991 the dead bodies of Gordon and Barbara Scott, two elderly
Canadians who had been temporarily living at the Bahai Centre
in Belmopan, were found lying in a pasture in Never Delay.
They had died as a result of gunshot wounds to the head. A
shotgun and two spent cartridges were found near the bodies
and subsequent examination disclosed that one of the cartridges
had been fired from the shotgun, the other from another shotgun
which was not recovered.
In December
1991 as a result of information given by one Roy Gordon, a
convicted prisoner, the Appellants were arrested and charged
with the murders of the Scotts, and on February 22, 1993 they
were convicted. They appealed against their convictions and
on September 8, 1993 we allowed the appeals, set aside the
convictions and ordered a new trial. We promised to give reasons
in writing for our decision and now do so.
The first
ground of appeal argued was as follows:
"1.
(i) The learned trial judge erred in law, by having misdirected
the jury as regards the items of evidence capable of amounting
to corroboration of Roy Gordon's evidence, in the event that
the jury found that he was an accomplice, when he told the
jury:
(a)
'Again Mr. Foreman and members of the jury.?if you accept
his evidence and find that Hansel Smith did threaten the
life of Roy Gordon then that is capable in law of being
regarded as corroboration of Gordon's evidence. And it is
for you to decide whether or not the evidence does amount
to corroboration, in that it connects Hansel Smith with
the crime. Concerning what he says if you accept what Hansel
Smith said, if you accept that it is true, that is capable
in law of being regarded as corroboration of Gordon's evidence
implicating Hansel Smith in the commission of this crime.'
(b)
"Mr. Foreman and members of the jury, if you accept
Natasha's evidence in respect of the identification of Glenford
Neal I must point out to you that it is evidence capable
in law of being regarded as corroboration by connecting
or tending to connect him with the crime, and it is for
you to decide whether or not the evidence does not amount
to corroboration. If you accept her evidence that she identified
Glenford Neal and it is corroboration you may find that
it is independent evidence which connects Glenford Neal
as the person who drove the blue van after the commission
of the crime and when combined with Gordon's evidence if
you accept it, of Neal driving the van away after the commission
of the crime, it implicates Neal as a participant in this
crime of murder. But these are questions of fact for you
to decide as judges of the facts.'
(ii) The
learned trial judge erred in law when he directed the jury
that the fabrication of a false alibi can amount to corroboration,
provided the jury is satisfied that the fabrication did not
arise from mistake nor panic or stupidity, in that the judge
ought further to have directed the jury that before considering
a false alibi as being capable of amounting to corroboration,
they must feel satisfied that the only reason for the fabrication
of the false alibi was to deceive them, out of a realization
of guilt and a fear of the truth, as sometimes an accused
person will concoct a false alibi stupidly so as to bolster
a genuine defence or just as can any other person be, the
accused person or his witnesses can be mistaken about dates,
times and places; and further, the learned trial judge ought
to have directed the jury with regard to the fabrication of
a false alibi amounting to corroboration, in the same manner
as the law requires with regard to lies told in court amounting
to corroboration."
The prosecution's
case rested almost entirely on the evidence of Roy Gordon
who stated that he had arranged with the Appellant Smith to
meet at a ferry in the Never Delay area where he would act
as a watchman in connection with the proposed robbery of "two
white people". Smith did not turn up at the arranged
meeting place and, having waited in vain Gordon was returning
home by bicycle at about 2:00 p.m. when he met a blue van
driven by Neal, with Smith beside him and a white man and
woman seated behind them. The van stopped. Smith told the
man to get out while Neal assisted the woman out. They were
then taken at gun point to a nearby pasture where Smith shot
the man with one shotgun and Neal shot the woman with another.
The Appellants then left in the van with Neal driving.
Gordon
also gave evidence, supported by one Thomas Hill, of an incident
in prison when he was threatened by the Appellant Smith who
told Gordon that he was "too soft to let the Police know
what happened" and that he would kill him either in prison
or outside.
Counsel
for the Appellant submitted that since a threat could have
been made either by a guilty person attempting to silence
a truthful potential witness or by an innocent person angered
by the perfidy of that witness, such a threat could not be
regarded as corroboration of that witness. We do not agree.
We consider that in suggesting to the jury that the threat
was capable of amounting to corroboration however, the judge
ought to have made it clear to them that since a threat may
be made either by a guilty or an innocent person, it could
only amount to corroboration if they were sure that it was
made by a person conscious of his guilt and attempting to
escape punishment by silencing the witness. His failure to
do so amounted to a misdirection.
Another
prosecution witness, 11 year old Natasha Pook, gave evidence
of seeing two men run from a blue van which they parked on
Santa Maria street where she lived and which turned out to
be a van owned by the deceased. One of the men, the driver
of the van, she identified as the Appellant Neal and the other
as a "clear skin man" who was not the Appellant
Smith. This, she said, was at about 10:00 a.m. while she was
playing on the sidewalk at a time when her sister had not
yet come home from school. She herself went to school that
afternoon and school normally closed at 3:30 p.m.
It is
clear that her evidence was not capable of corroborating the
evidence of Roy Gordon. At 10:00 a.m. the murders, according
to Gordon, would not yet have been committed. At 2:00 p.m.
and until 3:30 p.m. would have been in school, so that it
cannot be said that she merely made an error as to the precise
time. Furthermore according to Gordon both Appellants left
the scene of the murder in the van, whereas Natasha identified
one of the occupants of the van as a person other than the
Appellant Smith. The identity of that other man was not disclosed
at the trial and Smith cannot be described as a "clear
skin man". In the circumstances we are of the view that
the learned trial judge misdirected the jury when he told
them that Natasha's evidence was capable of corroborating
Gordon and was "independent evidence which connects Glenford
Neal as the person who drove the blue van after the
commission of the crime".
Section
90(4) of the Evidence Act provides that "a person shall
not be convicted solely on the uncorroborated evidence of
an accomplice". The learned trial judge had left the
issue of accomplice vel non to the jury and we cannot say
whether they found that Gordon was an accomplice. These misdirections
on corroboration were therefore fatal to the convictions.
As regards
the submission with respect to a false alibi as corroboration,
like the English Court of Appeal in R v. Sharp
(1993) 3 All E.R. 225 at 230 and R. v. Bey (1993) 3 A11E.R
253 at 257, we approve the following specimen direction recommended
by the Judicial Studies Board in England:
"The
prosecution has alleged that the defendant lied [to the
police] [in giving evidence of his alibi]. If you are sure
that he did, you must consider why he lied. The mere fact
that a defendant tells a lie is not itself evidence of guilt.
A defendant may lie for many reasons, for example: to bolster
a true defence, to protect someone else, to conceal disgraceful
conduct of his, short of the commission of the offence,
or out of panic or confusion. If you think that there is,
or may be, some innocent explanation for his lies then you
should take no notice of them. But if you are sure that
he did not lie for some such or other innocent reason, then
his lies can [be evidence going to prove guilt] [amount
to corroboration]."
The important
point to be brought home to the jury is that the mere fact
that defendant lies is not necessarily proof of his guilt.
"Ibis is emphasized by the following dictum of Lord Devlin
in Broadhurst v. R. (1964) 1 All E.R. 111 at 119:
"It
is very important that a jury should be carefully directed
upon the effect of a conclusion, if they reach it, that
the accused is lying. There is a natural tendency for a
jury to think that if an accused is lying, it must be because
he is guilty, and accordingly to convict him without more
ado. It is the duty of the judge to make it clear to them
that this is not so. Save in one respect, a case in which
an accused gives untruthful evidence is no different from
one in which he gives no evidence at all. In either case
the burden remains on the prosecution to prove the guilt
of the accused. But if on the proved facts two inferences
may be drawn about the accused's conduct or state of mind,
his untruthfulness is a factor which the jury can properly
take into account as strengthening the inference of guilt.
What strength it adds depends, of course on all the circumstances
and especially on whether there are reasons other than guilt
that might account for the untruthfulness. This is the sort
of direction which it is at least desirable to give to a
jury."
In the
present case the judge told the jury:
"I
must point out to you Mr. Foreman and members of the jury,
that the fabrication of alibis to deceive the jury can be
corroboration in itself provided you the jury are satisfied
that the falsity has not arisen from mistake and the fabrication
is not due to panic or stupidity."
He repeated
these directions on two occasions, but he also told the jury:
"If
you find that both accused Neal and Smith told lies about
where they were at the material time when the crime was
committed, that does not by itself prove that they were
where the identifying witness (in this case Gordon) says
they were. You must ask yourselves this question: Is there
evidence which you accept as a fact that both accused were
at the scene of the crime at the material time on the 6th
of March, 1991 and committed the crime?"
Viewing
the summing up as a whole we do not consider that there has
been a misdirection by the judge in this regard.
The second
ground of appeal argued was as follows:
"The
learned trial judge erred in law, by having misdirected
the jury on the law as it relates to evidence of identification,
in particular that ?
(i)
he failed to explain to the jury the reason for caution
when approaching the issue of identification;
(ii)
he failed to remind the jury that even an honest witness
can be a mistaken witness;
(iii)
he failed to remind the jury that even as regards the recognition
(as distinct from the mere identification) of someone, mistakes
can, and are sometimes made."
The directions
of the judge were as follows:
"In
this case the question of identification of the accused
is a matter of great importance and you will have to approach
this matter very carefully because sometimes people make
mistakes, A mistaken witness could be a convincing one and
a number of such witnesses could all be mistaken. You have
to examine closely the circumstances in which the identification
by each witness came to be made. How long did the witness
have the accused under observation? At what distance? In
what light? Was the observation impeded in any way by passing
traffic, a crowd of people? Have the witnesses ever seen
the accused before? If so, how often? If only occasionally,
had he any special reason for remembering the accused? How
long elapsed between the original observation and the subsequent
identification to the Police? Was there any material discrepancy
between the description of the accused given to the Police
by the witness when first seen by them and his actual appearance?"
This was
not a "fleeting glance" recognition by the witness
Gordon. According to his evidence he came face to face with
the Appellants. He had known the Appellant Neal for over 7
years. He had arranged with Smith to meet him at a ferry in
the Never Delay area and after the murder Smith told him to
come to Smith's home that night. He was then given by Smith
rings and money "because of the job I did for him i.e.
the watchman job". The identification by Natasha Pook
was for the reasons we have given irrelevant. In the circumstances
we consider that the judge's directions on identification
were adequate.
A number
of other grounds of appeal filed were abandoned. For the reasons
we have given, however, we allowed the appeals. We considered
that the interest of justice required that there be a new
trial of the Appellants and we so ordered.
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