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(ASP
DAVID HENDERSON |
APPELLANT |
BETWEEN |
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(AND
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(JAVIER MARTINEZ
(ANTONIO CONTRERAS GUERRERO
((SANTIAGO BRAULIO SLATE
(RAMON VASQUEZ |
RESPONDENTS |
Court
of Appeal
Criminal Appeal No. 7 of 1997
27th October, 1997
TELEFORD GEORGES P.
HORACE WALWIN YOUNG J.A.
NICHOLAS J. O LIVERPOOL J.A.
BEFORE: |
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The
Rt. Hon. P. Telford Georges
The Hon. Horace W. Young, Q.C.
Dr. Nicholas J. 0. Liverpool |
President
Justice of Appeal
Justice of Appeal |
APPEARANCES:
Mr. Gian
Gandhi S.C., Solicitor General and
Mr. Adolph Lucas, Director of Public Prosecutions for Appellant.
Mr. Kirk Anderson for the Respondents.
Appeal
against variation by Chief Justice, after review of case,
of sentences imposed by Magistrate upon respondents after
guilty plea to drug trafficking- Section 9, Act No. 26 of
1992 - mandatory minimum sentence of imprisonment of 3 years
- preliminary objections - Order IV r. 6(2) - no notices
served - no resulting prejudice to respondents -Sections
21(4) and (5) of Chapter 100 - sufficiency of complaint
- original sentence imposed by Magistrate contrary to law
- concurrent sentence in default of payment of fine made
imposition of fine meaningless - sentence substituted by
Chief Justice for that imposed by Magistrate also contrary
to law - punishment by fine alone not permissible -appeal
allowed - sentences set aside - sentences of 5 years imprisonment
and a fine of $25,000.00 (in default a 5 year consecutive
sentence) imposed.
J
U D G M E N T
The four respondents on May 28, 1997 pleaded guilty before
the Magistrate at Stann Creek to "Drug Trafficking contrary
to sec 7(1)(4) Sec. 17(1) Misuse of Drugs Act #22 as amended
by Act #6 of 1994." The amount of cocaine involved was
some 1300 kilograms. Each was sentenced to 5 years imprisonment
and a fine of $25,000.00 or a term of 5 years imprisonment.
The fine was to be paid forthwith, and the term in default
was to run concurrently with the term of peremptory imprisonment.
The Magistrate
failed to forward the return of convictions for the month
of May 1997 as mandated by section 55 of the Inferior Courts
Act Ch. 77, but as a result of matters drawn to his attention,
the Chief Justice called for return in the case. Thereafter
having held meetings with the Director of Public Prosecutions,
the -Head of Police Prosecutions and two attorneys - Messrs.
Flowers and Anderson representing the respondents, he substituted
a penalty of $50,000.00 and $5.00 costs in respect of each
of the respondents. From this decision A.S.P. Henderson, the
complainant (in the original complaint), has appealed.
In a letter
to the Magistrate who had dealt with the charges the Chief
Justice set out the events which led to his intervention and
the reasons for the review he had carried out.
He noted
that the sentences were not in keeping with the scheme for
a mandatory minimum sentence effected by section 9 of Act
26 of 1992. This required a minimum term of imprisonment of
3 years and in addition a fine of $10,000.00. The effect of
the concurrent sentence of imposed in default of payment of
the fine would result in the "fine not being payable."
As it was the State stood to lose all the fines imposed if
the faulty sentence was allowed to stand. He also noted that
no reference had been made in the charge to Act 26 of 1990
which introduced the mandatory custodial provisions and he
-
"became
convinced that somewhere along the course of the Judicial
process the Guilty Plea by the defendants was entered on
the belief that the payment of the fine was sufficient to
effect his release. From the combination of defects, omissions
and errors through apparent haste, Justice was not done
neither to the convicted person nor to the State."
The grounds
of appeal against that decision were as follows -
3. The
appeal is brought under section 26(1)(a) of Court of Appeal
Act upon the following grounds of law:-
(1)
The learned Chief Justice erred in law in failing to give
effect to the mandatory minimum sentence provisions of section
17(1) of the Misuse of Drugs Act, as amended by Act No.
26 of 1992.
(2)
The learned Chief Justice erred in law in holding that the
charge of drug trafficking as laid against the defendants
was defective by reason of the omission of a reference therein
to Act No. 26 of 1992.
(3)
The learned Chief Justice erred in law in not taking judicial
notice of Act No. 26 of 1992 as required by section 6 of
the Evidence Act.
(4)
The learned Chief Justice acted on wrong principles of law
in setting aside the sentence passed by the Inferior Court.
(5)
The learned Chief Justice misdirected himself in law by
taking extraneous matter into consideration while substituting
his own sentence for that of the learned Magistrate.
Mr. Anderson
for the respondents advanced preliminary objections to the
appeal. He submitted that in an appeal brought under section
26(l)(a) of the Court of Appeal Act there must be a notice
of appeal in the form set out as No. 25 in Appendix C of the
Court of Appeal Rules. He stated that the Notice of Appeal
on the Record did not follow that form but was unable to identify
any differences between the form appearing in the Appendix
and that on the Record.
He pointed
out correctly that Order IV r.6(2) applied to appeals under
section 26 of the Court of Appeal Act. That rule required
a prosecutor/Appellant to serve copies of any notices issued
by him on the Respondents. No such copies had been served.
The rule does not, however, provide any time limit for services
of any such notice, nor does it provide a sanction for non-compliance.
In this case the Respondents were well aware that the notice
had been filed. The failure to serve has in no way prejudiced
the Respondents and cannot be a basis for not allowing the
appeal to proceed.
On the
substance of the appeal it is apparent that the Chief Justice
fell into error. Section 9 of Act 26 of 1992 requires that
a mandatory term of at least 3 years imprisonment be imposed
on an accused person convicted on the charge which the Respondents
faced. This term was to be in addition to a fine. The effect
of the review by the Chief Justice was to substitute merely
a fine on payment of which the Respondents would be released.
Undoubtedly
the sentence imposed by the magistrate was not according to
law. By making the term of imprisonment in default of payment
of the fine concurrent with the term of peremptory imprisonment
he made the imposition of the fine meaningless. Whether the
respondents paid the fine or not each would have to be released
after serving the five year term.
The Chief
Justice appears to justify his review on the ground that the
Appellants may have pleaded guilty because the failure to
refer to section 9 of Act 26 of 1992 in the information may
have misled them into thinking that the penalty would be a
fine on payment of which they would be released. There was
no evidence of this.
We do
not agree that the charge as laid was in any way defective.
The Summary Jurisdiction (Procedure) Cap. 100 section 21 (4)
and (5) prescribes that a complaint shall be sufficient.
"If
it contains a statement of the specific offence with which
the accused person is charged together with such particulars
as may be necessary for giving reasonable information as
to the nature of the charge."
The statement
of offence must -
"describe
the offence shortly in ordinary language avoiding as far
as possible the use of technical terms and without necessarily
stating all the essential elements of the offence, and if
the offence charged is one created by statute, shall contain
a reference to the statute creating the offence."
There
is no requirement that there should be a reference to any
statute prescribing the punishment for the offence. There
could thus be no basis for suggesting that the absence of
the reference may have misled the respondents.
The third
submission was that the power to review conferred by section
56 of the Inferior Courts Act did not envisage an appeal to
the Court of Appeal from a review order by the judge exercising
the power. Such an appeal was only possible where there was
in the language of the section a "formal appeal."
The extraordinary
nature of the power conferred on the reviewing judge was stressed.
The reviewing judge could "without hearing argument"
make any of the orders which the Supreme Court is authorized
to make on an appeal from a decision of an inferior court.
A contrast
was drawn between that method of the exercise of the power
and the method outlined in section 57 under which the reviewing
judge can order the magistrate to state a case for the consideration
of the Supreme Court. Thereupon the Supreme Court has the
power to decide the case in all respects as if an appeal had
been entered by the person convicted under the appropriate
provisions of the Supreme Court of Judicature Act.
The submission
is, as we understand it, that the specific introduction of
what could be called the traditional appellate procedure in
section 57 and its omission from section 56(1) establishes
that section 56(1) provides for an entirely administrative
review not subject to appeal.
We are
satisfied that this inference cannot be drawn from the language
of the section. Section 56 provides that the return operates
"as an appeal on behalf of every convicted person."
Once that is the case, the consequences flowing from an order
made on appeal from an inferior court by the Supreme Court
would automatically follow.
Once the
preliminary objections are overruled the appeal must inevitably
be allowed. The sentence substituted for that imposed by the
Magistrate is contrary to law. It does not provide for a mandatory
term of imprisonment of at least 3 years as required by section
9 of Act 26 of 1992. Punishment by fine alone is not permissible.
Accordingly
we allowed the appeal and set aside the sentences imposed
on each of the respondents by the Chief Justice. We substituted
a sentence of 5 years imprisonment on each of the respondents
and in addition a fine of $25,000.00. In default of payment
of the fine a term of 5 years imprisonment consecutive on
the term of peremptory imprisonment.
In the
event that any of the respondents elects to pay the fine the
balance from the sum of $50,000.00 paid by each respondent,
i.e. the sum of $25,000.00 be returned to each respondent.
The time spent in custody by each of the respondents since
the imposition of the sentences by the magistrate to count
towards the sentence.
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