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(CARLOS
BARDALEZ |
APPELLANT |
BETWEEN
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(AND
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(THE
QUEEN |
RESPONDENT |
Court
of Appeal
Criminal Appeal No. 8 of 1981
June, 1981
ALASTAIR BLAIR-KERR, P.
P.T. GEORGE'S, J.A.
J.A. SMITH, J.A.
Criminal
Appeal against conviction for manslaughter - Appellant alleging
that he killed deceased in the course of trying to prevent
occurrence of a crime - Section 33 of the Criminal Code.
J
U D G M E N T
On February
24, 1980 an incident took place partly on the Punta Gorda/
San Antonio Road and partly in the yard of the house of Pancho
which was set back a little way from that road. As a result
of that incident Demetrio Smith was killed and the Appellant's
father Nolberto Bardalez suffered severe injuries. The Appellant
and his father were charged with murder. The father (referred
to hereafter as "Nolberto" was acquitted and the
Appellant was convicted of manslaughter and sentenced to 5
years imprisonment.
In the
opinion of the Doctor, the deceased died from shot gun wounds
but death could equally have been caused by a head injury.
The shot gun wounds were on the left side of the chest to
the back below the scapula. The Doctor found 40 puncture wounds
with no exit marks. He extracted 14 pellets, two from the
heart and two from the lungs. Because of the damage to the
heart he thought that death would have been instantaneous
and that the deceased could have walked no more than 4 or
5 yards after being struck.
The head
injury consisted of multiple fractures of bones over the eyes
with some pieces embedded in the brain tissue. Bleeding marks
were present through the hole. In connection with that injury
there was an incised wound across the root of the nose. There
was also a superficial incised wound 7" in length over
the front of the chest extending from the middle of the sternum
to the left nipple and down across.
The Doctor
also examined Nolberto. He was suffering from a long incised
wound 12" by 1/2" deep extending from the left ear
across the neck to the top of the sternum. There were two
smaller wounds?one 2, " by 1/2" incised wound about
the middle of the dorsal aspect of the right forearm and the
other a I" by 1/2 incised wound over the lateral aspect
of the upper eyebrow. The left eye was oedematous, the pupil
dilated and not responding to light. There were no corneal
reflexes. There was also a bruise on the front of his chest.
The deceased
fell on the road almost directly in front of Pancho' yard
and having regard to the nature of his injuries it would be
reasonable to infer that he was shot as he was leaving the
yard. There was blood at a spot 35' 3" from the body
and a hat nearby indicating that a wounding may have taken
place there.
Several
witnesses gave evidence for the prosecution describing what
they saw but the accounts do not explain the incised wounds
suffered by the deceased or by Nolberto and the accounts are
not easily reconcilable the with the other.
There
was evidence from Assistant Inspector Lewis that when he asked
the Appellant on the day of the incident what he knew of the
matter the Appellant replied that he did not know anything,
that he had been sleeping at the time, his little brother
woke him and when he went out he saw his father (Nolberto)
lying on the ground injured. He ran to the army camp to get
assistance to take his father to the hospital. He was a member
of the Belize Defence Force.
Next day
Assistant Inspector Lewis had made up his mind to arrest the
Appellant. He duly did so, formally charged him with murder
and cautioned him. He made a statement which was admitted
in evidence without objection. In that statement he described
an incident on the road in which the deceased was beating
Nolberto with a "matha stick" to the amusement of
spectators. Nolberto as a result was "bleeding from a
peel he had in his back. He took Nolberto from the scene going
to their house. He then continued:
"Then
Uncle Met (the deceased) ran home for his machete. Then I
started to talk to my pa so that he could cool off. Then he
cooled off and he said he was going to do some work at our
house. My father told me to take the gun maby I might find
an animal or piccarrie to shoot. And I picked up the gun and
put the cartridge in a little Army bag. I and my father then
left from home and went through Mr. Pancho's yard. Then Met
was across by Alton Coye's house. Look like Alton told Met
that my old man was going out. When I saw Met come running
with the machete, and he came into Mr. Pancho's yard. Then
he grabbed my pa in his shirt collar. Then my pa had his two
hands free. Then he told my pa "I wa chop up you mada
rass now." He chopped the machete in the ground. Then
I threw down the gun to try to separate them, and my pa bend
down and pick up the gun and loaded it. My pa held the gun
and Met held it too. And then my pa shoot off the load. Then
I hail for help in the Queen's Name but nobody came to help.
On the roadside watching were Peter Williams, Patrick William,
Alton Coye and Thomas Mangar (sic) looked at me and laughed.
When they started to laugh they told me that a big B.D.F.
like me cannot handle two men. I then picked up the gun and
I walked back about fifty yards going back home when my brother
Gilbert screamed, and I looked back and when I looked back
I saw my father on the ground. I wanted to shoot Met on his
foot when I get so excited and I shot him in his back. This
time I did not know he was dying because I thought I shot
him in his foot. Then I threw down the gun and then I rushed
down to the Army Camp. Yet I did not know that he was dying
because I thought I shot him on his foot."
The statement
goes on to describe his state of shock as he got help to take
his father to the Hospital and saw deceased lying on the ground.
In fact he cried and then fainted. He said that he told a
soldier at the barracks that he wanted to shoot the deceased
on his legs but had shot him in his back.
At the
trial the Appellant made a statement from the dock. This reads
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"in
the morning I was sleeping. My little brother woke me up.
He told me uncle Met (the deceased) was beating up my father.
I went to see what the trouble was?Uncle Met was beating
up father. Uncle Met ran into Pancho's yard?came running
with a machate in his hand. He grabbed my father by the
collar and told him "I will chop your mother's rass
now." Uncle Met and my father were struggling with
a gun. I took away the gun from my father and fired it in
the air I hailed for help in the Queen's name but nobody
came to help me. The next thing I saw Uncle Met started
to chop my father all over his face. My father fall to the
ground. Uncle Met continued to chop. Uncle Met was going
to kill my father. I had to do something to stop the murder.
I wanted to hit Uncle Met on the foot with the gun. I then
got him on the foot. I told the man at the Army Camp I had
hit him on the foot. I did not tell anyone I had killed
a man. Uncle Met was trying to kill my father. 1 was trying
like a good citizen to prevent a crime."
The statements
differ in crucial respects. In the dock he does not explain
how his father came to have the gun. In his statement to the
police he does and that explanation is not consistent with
the account given from the dock. In the dock statement he
is a witness to the machete attack on his father by the deceased.
In his statement to the police he is not. He is walking away
when he looks round because of a scream and sees his father
on the ground. In his statement to the police he is aware
that he has shot the deceased in the back. In the dock he
insists, in the face of the medical evidence, that he shot
the deceased in the foot.
Whatever
may have been the discrepancies in the accounts given by the
witnesses, none of whom deposed as a witness of the actual
shooting, there was a clear admission by the Appellant that
he had shot the deceased because the deceased had attacked
his father, as far as the statement to the police goes and
also because the deceased was about to kill his father, as
far as the dock statement goes.
The trial
judge correctly concluded that the facts raised a defence
under section 33 of the Criminal Code and more particularly
subsection (4) of that section. He dealt with the matter as
follows?
"Now
here I should refer to some matters of law, but in the first
place I should refer you to Section 33 of Criminal Code
which in effect provides for the prevention of or defence
against crime. The section provides for the prevention of
or for the defence of a person or any other person against
any of the following crimes a person may justify any necessary
force or harm; extending in cases of extreme necessity even
to killing; that is to say where he apprehends murder, manslaughter
and dangerous or grievous harm. So that in this regard you
must give consideration to the apparent wounding of A2 by
Smith and consider whether A2 was of the mind that such
wounding caused him to feel justified in extending as in
a case of extreme necessity even to killing if he himself
apprehended his possible murder, manslaughter or dangerous
or grievous harm. In this connection you should carefully
consider the 2nd Accused's (Nolberto's) statement made to
the Police which you will have with you, as well as the
1st Accused's (the Appellant) statement to the Police, and
indeed you should also consider both Accused's statements
from the dock which are, of course, not evidence, but are
unsworn statements, but nonetheless should fall to be given
consideration."
This can
fairly be said to be the only passage in which the trial judge
considers the applicability of section 33 of the Criminal
Code to the facts of this case. In other passages he points
out that proof of murder requires proof of intentional infliction
of bodily hurt without justification stating that he would
refer later to what constituted justification. In dealing
with the burden of proof he stresses that the burden of negating
self defence rests on the prosecution. But in neither of these
references does he elaborate on what amounts to justification
or what is self defence.
The grounds
of appeal as originally framed were two in number - that the
verdict was unreasonable and against the weight of evidence
and that the sentence was unduly severe. At the hearing Mr.
Godfrey for the Appellant sought and obtained leave to add
a third ground ?
"That
the learned Trial Judge erred in law in that he failed to
direct the jury properly or at all with respect to the defence
available to the Appellant under Section 33 (4) of the Criminal
Code."
He then
abandoned the ground of the unreasonableness of the verdict
and argued the additional ground.
Mr. Godfrey
contended that the direction under section 33 quoted above
was not clear. The issue was central to the Appellant's defence.
The trial judge should have stated specifically that they
should acquit the Appellant if the evidence was such that
they could not reject the view that the Appellant shot the
deceased because the deceased was at the time attacking his
father in a manner which reasonably raised the fear that the
father would be killed or grievously harmed.
We agree
that the direction lacked clarity. On the other hand it could
not be said that it was confusing. The Appellant's statement
from the dock ended with the statement that the Appellant
was trying "like a good citizen to prevent a crime."
The trial judge in his summing up did point out that the prevention
of crime could justify a killing. Part of the criticism was
that the passage seemed to concentrate unduly on Nolberto
when the Appellant was the accused raising the defence of
prevention of crime. There is merit in that criticism but
on the other hand the Appellant was not ignored. The jury
were instructed in that connection to consider his statement
to the police and his statement from the dock.
Ideally
in a summing up the trial judge should state principles of
law to the jury; remind them of the salient pieces of evidence,
and then illustrate what result the application of these principles
to likely factual combinations would be. Here the trial judge
set out the principle and he referred the jury to the parts
of the evidence to which they were applicable. He did not
go on to illustrate the effect of their application.
While
he did not do all that could have been done we do not think
that it can be said in this case that he had not done enough.
Despite discrepancies of fact the central issue was extremely
simple and once the jury was aware that prevention of crime
could justify a killing they could not have failed to apply
the principle correctly.
On the
whole, therefore, we are of the view that the summing up was
adequate. Had we thought that it fell short to some extent
we would have had no difficulty in applying the proviso since
on the Appellant's statement to the police a jury properly
directed could not reasonably have concluded that the killing
was justified.
The appeal
against sentence was supported by the argument that usually
a sentence for manslaughter returned on a charge for murder
would be 7 years. In this case the mitigating factors were
many and a reduction of 2 years did not adequately reflect
them. We do not think that there is a usual sentence for manslaughter
returned as a verdict on a charge of murder. The circumstances
can vary far too widely. The sentence in this case could perhaps
have been lighter?but violence resulting from quarrels among
friends and family fired in part by drink are far too frequent
and it cannot be said that the sentence errs in principle.
Accordingly
the appeal must be dismissed and the conviction and sentence
affirmed.
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